Description: As your firm grows, it’s likely that you’ll decide to hire staff or outsource certain business functions. This course walks you through important considerations for hiring staff and/or contractors, and provides an Professional Services Agreement you can use when hiring Independent Contractors. This course also covers considerations for closing your RIA.
Learning Objectives/Outcomes: After taking this course, you’ll be able to:
- Make effective decisions related to hiring, onboarding, and supervising employees for your RIA
- Understand compliance considerations related to hiring independent contractors and use the template provided to develop an Professional Services Agreement for your firm
- Understand compliance considerations related to closing an RIA
Intended Audience: Firm owners who want to learn more about hiring staff, merging with another firm or closing an RIA.