Course Overview

Description: This course focuses on helping you prepare to file your registration paperwork, and walks you through the registration process from start to finish. 

Learning Objectives/Outcomes: After taking this course and attending the Laying the Foundation Call, you will have the info you need to complete the preliminary RIA firm questionnaire and will be prepared to file your initial registration with the state. 

Intended Audience: Recently joined XYPN members who have not yet registered their firm with the state. 

Additional Resources: After completing the three Preparing to Register courses in this section, you will attend our two Live Coaching Calls:

  1. Laying the Foundation Call
  2. Initial Registration Office Hours