Connect with Compliance

  • Existing Firm Office Hours

    Every Tuesday and Wednesday at 12PM MT. Join the Compliance Team for help with any regulatory issues that arise or with general compliance questions.

  • New Firm Office Hours

    Every Wednesday at 2PM MT. The Compliance Team will help you understand what tasks need to be completed before you begin the initial registration process.

  • Smart RIA Onboarding

    This training is created specifically for XYPN members and hosted by Smart RIA. Whether you've just launched your firm and haven't used Smart RIA yet or you're a current user looking for some help, this is the webinar for you!

Register for Office Hours

Visit the XYPN Membership Calendar