Every Tuesday and Wednesday at 12PM MT. Join the Compliance Team for help with any regulatory issues that arise or with general compliance questions.
New Firm Office Hours
Every Wednesday at 2PM MT. The Compliance Team will help you understand what tasks need to be completed before you begin the initial registration process.
Smart RIA Onboarding
This training is created specifically for XYPN members and hosted by Smart RIA. Whether you've just launched your firm and haven't used Smart RIA yet or you're a current user looking for some help, this is the webinar for you!
Register for Office Hours
Visit the XYPN Membership Calendar
There is a range of compliance support available to you as an XYPN member! Visit the Membership Calendar in the XYPN Portal and search #Compliance for all upcoming events.